A Boutique Compliance Firm ...

Barge Consulting is a leader in regulatory compliance consulting. Our company offers a variety of SEC consulting services under the Investment Advisers Act of 1940. For more than a decade, our compliance consultants have been helping established organizations as well as new, ambitious businesses with comprehensive services such as mock regulatory inspections, annual review assessment, and the development and implementation of policies and procedures. We provide guidance to investment advisers nationwide. Our services are customized to meet the unique needs of each firm and we develop long lasting relationship with our clients.

Our Services

  1. BulletAnnual Review Assessment

  2. BulletMock Regulatory Examinations

  3. BulletDevelopment and Review of Policies and Procedures

  4. BulletEnterprise Risk Management

  5. BulletFocused Projects

  6. BulletDue Diligence Reviews

  7. BulletAnti-Money Laundering Review

  8. BulletExpert Witness Testimony

6555 Sugarloaf Pkwy  Suite 307-104

Duluth, GA 30097

© Copyright 2016 Barge Consulting, LLC. All rights reserved.

Office: (678)765-7572

Fax: (678)765-7561

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